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Documentation tips for advisors

ivari Season 1 Episode 52

DeeAnn and Adam Kulesza, Compliance Practice Consultant delve into the crucial topic of documentation for advisors. Adam shares his top tips for maintaining compliance, emphasizing the importance of thorough documentation to protect credibility and ensure regulatory requirements are met. 

Tune in to learn how to make compliance an integral part of your business and enhance your client relationships through effective documentation practices.

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